Research Package | The SEC Proposed Rule 2a-5

A Comprehensive Research & Advisory Package for Fund Boards, Investment Advisers and Service Providers


The Securities and Exchange Commission has just proposed a new rule that would establish a new framework for fund valuation practices. The rule is designed to clarify how fund boards can satisfy their valuation obligations in light of market developments, including an increase in the variety of asset classes held by funds and an increase in both the volume and type of data used in valuation determinations. The new rule is the most comprehensive statement of mutual fund fair valuation obligations for nearly 50 years and is likely to have profound changes for fund boards and managers.

To help clarify the Commission's thinking behind these proposals and to evaluate what the final outcome of the Rule might be following the comment process, Voltaire Advisors has been conducting a program of independent research and consultation with industry experts. This program consists of two Webinars and two Special Reports outlined below:


Webinar | Proposed SEC Fair Value Rule 2a-5: Implications for Funds, Boards and Service Providers

  • Introduction | Ian Blance, Voltaire Advisors
  • Legal & Compliance Obligations | Jay Baris, Sidley Austin
  • Implications for Fund Boards | Buddy Donohue, Independent Director
  • Fund Operations & Service Provider Issues | Ian Blance, Voltaire Advisors
  • Audience Q&A

Special Report | SEC Fair Value Rule 2a-5: Implications for Funds, Boards and Service Providers

  • Introduction
  • Fair Valuation Functions
  • Implications for Fund Boards
  • Implications for Investment Advisers
  • Implications for Pricing Services
  • Conclusions

Webinar | The Ex-SEC Speaks on Proposed Rule 2a-5

  • Chair | Ian Blance, Voltaire Advisors
  • Norm Champ | Partner, Kirkland & Ellis (Director of IM 2012-15)
  • Buddy Donohue | Independent Director, BNY Mellon Funds (Director of IM 2006-10)
  • Dave Grim | Partner, Stradley Ronon (Director of IM 2015-17)

Special Report | SEC Fair Value Rule 2a-5: Review of Public Comments

  • Introduction
  • Comment Review
  • Implications for Final Rule

Research Package

  • Webinar Recording | Proposed SEC Fair Value Rule 2a-5: Implications for Funds, Boards and Service Providers
  • Special Report | Implications for Fund Boards, Advisers and Service Providers
  • Webinar Recording | The Ex-SEC Speaks on Proposed Rule 2a-5
  • Special Report | Review of Public Comments

This research package can be purchased for $99 using the link below:

Purchase 2a-5 Research Package
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